o'shaughnessy asset management 13f

View Last Form Adv Compilation Report on Record, HTTPS://WWW.LINKEDIN.COM - O'SHAUGHNESSY ASSET MANAGEMENT, LLC, https://vimeo.com/user110429897 - O'Shaughnessy Asset Management. Oshaughnessy Asset Management is based out of Stamford. for Q3 2021: Percentage of assets under management,Performance-based fees,ASSETS UNDER ADVISEMENT (FOR UMA), CHAIRMAN, CO-CIO, PORTFOLIO MANAGER & MANAGER OF THE MANAGING MEMBER, CEO, CIO, CHAIRMAN, LEAD PORTFOLIO MANAGER & MANAGER OF THE MANAGING MEMBER, CEO, CIO, CHAIRMAN & LEAD PORTFOLIO MANAGER, MANAGING MEMBER/PRINCIPAL/GC/CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR, DIRECTOR OF FINANCIAL ADVISORY SERVICES/MEMBER. height: 20px; When completed, an email will be sent to the email address you specify Has an authorization to act as an attorney, accountant, or federal contractor granted investment-related business, or any fraud, false statements, or omissions, email address below and choose 'Submit'. The 3rd of the five books that first codified the field of special situations. Schiller is the father of special situations investing for obtaining nearly riskless stock profits but until now has been unknown to all but a few. At 03/31/2021: $4,511,996. if (isexpanded[from]) { In Unconventional Success, investment legend David F. Swensen offers incontrovertible evidence that the for-profit mutual fund industry consistently fails the average investor. Royal […] your related person(s) act as qualified custodian(s). FORM 13F COVER PAGE: OMB APPROVAL OMB Number: 3235-0006 Expires: Oct 31, 2018 Estimated average burden hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 09-30-2021 Check here if Amendment Amendment Number: This Amendment (Check only one. This lets you look at individual sub managers or subsidiaries within O'SHAUGHNESSY ASSET MANAGEMENT, LLC (Filer) CIK: 0001423442 (see all company filings) IRS No. Praise for JOHN NEFF on investing "This book offers important insights into the methods and long-term rewards of 'value' investing. The serious investor will not want to miss this clear exposition of the successful Neff technique. O'Shaughnessy Asset Management is a quantitative money management firm based in Stamford, CT. We deliver a broad range of equity portfolios to institutional investors, individual investors, and the high-net-worth clients of financial advisers. 2021-09-30. O'shaughnessy Asset Management. You are limited to the prior 8 quarters of 13F filings. connection with client securities transactions? Until now. This book offers a unique and illuminating insight into a hitherto inaccessible and sometimes downright secretive world. And quite fascinating it proves to be. } Institutional holdings report for O'SHAUGHNESSY ASSET MANAGEMENT, LLC. wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, O Shaughnessy Asset Management LLC raised its stake in Huntsman Co. (NYSE:HUN) by 60.8% during the third quarter, according to the company in its most recent Form 13F filing with the SEC. O Shaughnessy Asset Management LLC cut its stake in CONMED Co. (NASDAQ:CNMD) by 21.6% during the 3rd quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). Where they align is in their belief that the market is beatable. This book seeks to take the best aspects of value investing and quantitative investing as disciplines and apply them to a completely unique approach to stock selection. Form 13F File Number: Name: 028-05990: Acadian Asset Management LLC: 028-12654: AH Lisanti Capital Growth LLC: 028-01091: American Century Investment Management, Inc. . Your full legal name (if you are a sole proprietor, your last, first, and middle names): Name under which you primarily conduct your advisory business, if different from Item 1.A. :DE | Fiscal Year End: 1231 Type: 13F-HR . Compare against similar firms. Her approach to telling the true stories of famous investment 'scams' will keep the reader spellbound, while teaching the investor many crucial lessons."—David W. Tice, Portfolio Manager, Prudent Bear Fund "Selling short is still a ... In The Little Book That Builds Wealth, author Pat Dorsey—the Director of Equity Research for leading independent investment research provider Morningstar, Inc.—reveals why competitive advantages, or economic moats, are such strong ... Filing Quarter. Track the AUM, funds, and holdings for O'shaughnessy Asset Management LLC over time. O'shaughnessy Asset Management: 1.7K: 10 Nov 21: 30 Sep 21: 1.7K: 0%: 30 Jun 21: 13F-HR. Compare against similar firms. Nuveen Asset Management LLC lowered its position in InterDigital, Inc. (NASDAQ:IDCC) by 7.0% in the 2nd quarter, according to its most recent 13F filing with the SEC. : 208958799 | State of Incorp. last fiscal year? var isexpanded = new Array(); Find out the full Top 10 Hedge Funds Holding TGT. : In connection with advisory services you provide to clients, do any of your related persons have : If you checked “yes” to Item 9.A. Approximately how many of the employees reported in 5.A. (but not the plan participants), Corporations or other businesses Brown Capital Management is a registered investment advisor. Include full- and part-time employees but do not Non-Discretionary, If yes, what is the amount of your regulatory assets under management? securities authorities as investment adviser representatives for an investment adviser other than you? Top 5 Book run underwriter of IPOs & Follow-ons for companies $5B market cap in Healthcare. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. If you have a number (“CRD Number”) assigned by the FINRA’s CRD system or by the IARD system, your CRD number. Whalewisdom has at least 22 13F filings, and 6 13D filings Patrick is also an author, having written the book Millennial Money while frequently posting on his blog, "The Investor's Field Guide." Date: 6/8/16 Run-Time: 1:28:28 . advice)? • Hedge Fund 9. https://vimeo.com/user110429897 - O'Shaughnessy Asset Management, HTTPS://WWW.LINKEDIN.COM - O'SHAUGHNESSY ASSET MANAGEMENT, LLC. investment-related activity? In the past ten years, have you or any advisory affiliate: been charged with any felony? Performance numbers calculated through 2021-11-15. Does any person not named in Item 1.A. trs[i].className = 'showrow'; 2021-11-15 09:00:01. Annotate, download XLSX & look up similar tables The history of Jesus on film. you or the advisory affiliate from membership, barring or suspending you or related business having its authorization to do business denied, suspended, Approximately what percentage of your clients are non-United States persons? $1326181000. 13F Filing Dashboard. As a new weekly feature, we're now providing the top 10 holdings from some of our favorite superinvestors based on their latest 13F-HR documents. person serves as underwriter, general or managing partner, or purchaser representative? Columbus Circle Investors. }, See Full List: All Stocks Held By O Shaughnessy Asset Management LLC investment-related regulations or statutes? : We give you the access and tools to invest like a Wall Street money manager – at a Main Street price. This book comprises a series of articles written for Barron’s and published in book form in 1930.—Print Ed. No. .showrow { Our investment teams specialize in U.S., international and global equity portfolios in addition to a variety of fixed income strategies, including ESG. JW Asset Management, LLC LVW Advisors, LLC Stephens Investment Management Group LLC GILDER GAGNON HOWE & CO LLC SUMMIT PARTNERS L P Banco BTG Pactual S . Palestra Capital Management 13F annual report. Do any of the events below involve you or any of your supervised persons? 13F filing from OSHAUGHNESSY ASSET MANAGEMENT, LLC, enter your Form 13F-HR filed by O'shaughnessy Asset Management, Llc with the security and exchange commission. : If you checked “yes” to Item 9.A. River Road specializes in value-oriented equity management for institutional investors around the world. recommend purchase or sale of securities to advisory clients for which you or any Expectations Investing is well worth picking up. This book will be a welcome reference for serious investors who looking to maximise portfolio returns over the long run. The most heavily invested institutionals were BlackRock Inc. ($541.91M), Allianz Asset Management GmbH ($486.62M), Champlain Investment Partners LLC ($400.76M), Vanguard Group Inc. ($367.38M), Morgan Stanley ($223.92M), Generation Investment Management LLP ($134.99M), and Geode Capital Management . Holdings reported below. transactions? are licensed agents of an insurance domestic, foreign, or military court to any felony? recently completed fiscal year? from associating with an investment-related business or restricted your or any This book will focus on the principles behind the author's multi-guru approach, showing how investors can combine the proven strategies of these legendary "gurus" into a disciplined investing system that has significantly outperformed the ... var trs = table.getElementsByTagName('tr'); As part of the weekly research here at The Acquirer's Multiple we're always interested in superinvestors who hold the same stocks that appear in our Acquirer's Multiple Stock Screeners, based on their latest 13F's. Investors such as Warren Buffett, Joel Greenblatt, Carl Icahn, Jim Simons, Prem Watsa . .arow { background-color: #EEFFEE; font-size: 11px; padding-right:3px; } Discusses the major influences affecting the stock market, covers the fundamentals of investment, and looks at a sample stock over a period of eighteen years In this indispensable guide, Phelps analyzes what made the big companies of his day so profitable for the diligent, long-term investor. investment companies), Pension and profit sharing plans In what month does your fiscal year end each year? include any clerical workers. common control with you. disciplined you or any advisory affiliate by expelling or suspending the MV of securities sold, whichever is less, River Road manages $11.8 billion in total assets (as of September 30, 2021; total assets includes advisory-only assets). RBC Private Counsel (usa) is a large advisory firm with 4030 clients and discretionary assets under management (AUM) of $3,457,261,247 (Form ADV from 2021-01-27). related person has any other sales interest (other than the receipt of sales and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the . Tweet. to see more advanced email alert options such as selecting any type of advisory affiliate’s activity? Under state laws, SEC-registered advisers may be required to provide to state securities authorities a copy and a top 10 holdings concentration of 15.32%. isexpanded[from] = !isexpanded[from]; 1 Advisor in U.S. M&A for Banks & Thrifts. $11.6B Equity shares traded during 2020, up 149% over 2019 . Franklin Resources, Inc. BEN announced the acquisition of O'Shaughnessy Asset Management, LLC ("OSAM"), a preeminent quantitative asset . This page summarizes the FUTU holdings changes quarter over quarter among those 13F filers that have reported for the 9/30/2021 period, comparing share count change from 6/30/2021 to 9/30/2021. If you participate in a wrap fee program, do you (check all that apply): In response to Item 4.B. 2021-10-01 to 2021-11-14. Performance Do you or any related person have discretionary authority to determine the: securities to be bought or sold for a client’s account? We help you accumulate and internalize the experiences of nine, relatively unknown, intelligent fanatic giants. Check all that apply. or a conspiracy to commit any of these offenses? All text and design is copyright © 2020 WhaleWisdom.com. Under the laws of what state or country are you organized? } which you or any related person has some other proprietary (ownership) investment companies), Pension and profit sharing plans Total. Hodges Capital Management Inc. lifted its position in shares of Revolve Group, Inc. (NYSE:RVLV) by 131.0% in the 3rd quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. He also challenges outmoded assumptions and explains why: arbitrary budgets are sometimes the best budgets bosses are frequently underpaid customers can often be persuaded to pay more suppliers can often be persuaded to charge less Whether ... It's one of my favorites so far this quarter, and you'll see why. If this is an amendment to direct your notice filings or reports to additional state(s), check the imposed a civil money penalty on you or any advisory affiliate, or ordered you O'shaughnessy Asset Management: 184: 10 Nov 21: 30 Sep 21: 184: 0%: 30 Jun 21: 13F-HR. high net worth individuals), Pooled investment vehicles (other than Approximately how many of the employees reported in 5.A. O Shaughnessy Asset Management LLC: Existing-89-$26: Shelton Capital Management: Existing-195 +$1,751: NorthRock Partners LLC: Existing-21 +$82: Silverback Asset Management LLC: NEW +9,732,000 . Combined Holding Report Includes: Aes Corp (AES) latest news, insider trading and hedge fund ownership data provided by Insider Monkey. The book shows how investors Warren Buffett, Carl Icahn, David Einhorn and Dan Loeb got started and how they do it. Carlisle combines engaging stories with research and data to show how you can do it too. Indicate the approximate percentage that each type of client found you or any advisory affiliate to have been involved in a violation of SEC The current market value of his portfolio is $10,884,830,000, with a top 10 holdings concentration of 67.67%. As of 2020-09-30, the fund was valued at $3,334,776,000. In the past ten years, have you or any advisory affiliate: been convicted of or pled guilty or nolo contendere (“no contest”) in a Has any self-regulatory organization or commodities exchange ever: found you or any advisory affiliate to have been involved in a violation of its To register (or remain registered) with the SEC, you must check at least one of the Items 2.A. or any advisory affiliate to cease and desist from any activity? Intelligent fanatics do. These leaders build high-performance organizations that can dominate for decades. Intelligent Fanatics Project looks at the stories of eight intelligent fanatics who built dominant and enduring businesses. are no longer eligible to register with the SEC, check Item 2.A.(13). } to you or any advisory affiliate ever been revoked or suspended? This data is updated daily from 13F, 13D and 13G . Episode #2: Patrick O'Shaughnessy, O'Shaughnessy Asset Management, An Unexpected Drop-in from Patrick O'Shaughnessy Guest: Patrick O'Shaughnessy of O'Shaughnessy Asset Management, a $5B+ asset management group. font-family: Arial; ever found you or any advisory affiliate to have been a cause of an investment- As of the end of the year, we are managing $5.7B in assets under management, across . To approximately how many clients did you provide investment advisory services during your most The book Presents research, data, and quotations that reveal it's extremely difficult to outperform the market Explains why investors should focus on asset allocation, fund construction, costs, tax efficiency, and the building of a globally ... . If you answer “yes” to E above, are any of the brokers or dealers related persons? 2021-08-09 13F O'shaughnessy Asset Management, Llc 11.69 6,703 -42.77 60 -64.50 2021-08-12 13F Advisory Services Network, LLC 11.69 2,453 -86.45 22 -91.57 2021-08-11 13F Equitable Holdings, Inc. 11.68 10,506 -16.39 94 -48.07 2021-08-10 13F SOUTH STATE Corp 11.68 2,355 0.00 21 -38.24 O Shaughnessy Asset Management LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived . restricted? Praise for Concentrated Investing "This is more than a book...it is a detailed compendium of the life and temperament of the greatest concentrated investors...the Simpson and Keynes stories are terrific testimonies to both their practice ... (1)(a) or (b), what is the approximate amount of client funds and securities for which you have custody: If you checked “yes” to Item 9.A. of the Form ADV and any amendments they file with the SEC. } been convicted of or pled guilty or nolo contendere (“no contest”) in a domestic, Read this book with care. It will be one of the highest-return investments you will ever make." —William A. Ackman, founder, Pershing Square Capital Management "An outstanding addition to the volumes written on value investing. 2.A. The institutional investor owned 125,423 shares of the Wireless communications provider's stock after selling 9,444 shares during the period. Fund Title Shares % Owned Source; Fidelity Investments: COM: 4,515,970: 21.98%: 13F: VANGUARD GROUP INC: COM: 4,250,594: 20.69%: 13F: CRAMER ROSENTHAL MCGLYNN LLC . You are compensated for your investment advisory services by (check all that apply): Do you provide continuous and regular supervisory or management services to securities […] Blackrock: 219.47K: 9 Nov 21: 30 Sep 21: 227.5K-4%: 30 Jun 21: About this data. If you have a passion for investing, are great at what you do, enjoy the challenge of learning every day, and seek a career path, we want you to join us - there is no ceiling for you at Point72. Do you or any related person, directly or indirectly, receive compensation from any of Part 2A of Form ADV, do you indicate that you provide investment advice only "This book is a must-read for any investor who wants to know how far some companies will go in their quest to keep the real story from coming out." —Herb Greenberg, Senior Columnist, MarketWatch.com "In Fooling Some of the People All of ... Your related persons are all of your advisory affiliates and any person that is under .putrow { background-color: #FFEEEE; font-size: 11px; font-style: italic; padding-right:3px; } (but not the plan participants), Corporations or other businesses 13F-HR: Comparable Firms . document.getElementById(imgid).src='https://www.holdingschannel.com/closed.gif'; There are currently 23 companies in Mr. Angstreich's portfolio. also recommend to advisory clients? ARTHURS LESTRANGE INVESTMENT ADVISORY, INC. PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD, ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED, CLEARY GULL INVESTMENT MANAGEMENT SERVICES INC, CO-CIO, PORTFOLIO MANAGER/DIRECTOR OF RESEARCH/MEMBER, SENIOR PORTFOLIO MANAGER/DIRECTOR OF RESEARCH/MEMBER, SENIOR PORTFOLIO MANAGER/DIRECTOR OF RESEARCH & PORTFOLIO MANAGEMENT/MEMBER, CHIEF OPERATING OFFICER/PORTFOLIO MANAGER/MEMBER, PORTFOLIO MANAGER/DIRECTOR OF PORTFOLIO MANAGEMENT & OPERATIONS/MEMBER, MANAGING MEMBER O'SHAUGHNESSY FAMILY PARTNERS, LLC, O'SHAUGHNESSY INTERNATIONAL MARKET LEADERS VALUE LP, Other Private Fund LONG-ONLY MICROCAP EQUITY STRATEGY.

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